Atomic Wire

FINRA CAT

Title

CAT Reporting Technical Specifications for Industry Members

Created

2024-07-24

Creator

Consolidated Audit Trail, LLC

Conforms To

Orchestra v1.0

Rights

Copyright 2024 Atomic Wire Technology Limited

Abstract

This document describes the requirements for the reporting of data to CAT by Industry Members, including detailed information about data elements and file formats of each Reportable Event. It also describes how Industry Members submit files to CAT, including access instructions, network and transport options, and testing requirements.

Alternative

Requirements for the reporting of data to CAT by Industry Members

Publisher

Atomic Wire Technology Limited

Subject

CAT, OATS, FINRA

Source

CAT Reporting Technical Specifications for Industry Members

Versions

How to use this Orchestra spec

See the Orchestra Gradle Plugin documentation to learn how to use this Orchestra spec in your project.

With the Orchestra Gradle Plugin you can:

• Create your own derived Orchestra spec based on the FINRA CAT data dictionary
• Generate schema definitions and code
• Build applications that consume or produce data described by this specification

If you already use the Orchestra Gradle Plugin, use the following snippet to create a derived spec based on FINRA CAT:

orchestra {
  specification {
    markdown {
      reference orchestraHub(group: 'atomicwire', name: 'finra-cat', version: '4.0.0-r18')
    }
  }
}